Please watch the marketing rule training (this link will open in a new window and will not take you away from the certification form) and sign off on this form to confirm that you have completed the webinar training and reviewed the Marketing & Advertising section of the Compliance Manual. Please reach out to compliance@redhawkwa.com if you have any questions or issues viewing the training video.

Due to a lack of guidance from the SEC for Google Review pages, Redhawk's policy is to prohibit solicitation of Google reviews and taking control of your review page. When a firm does not take control of their Google Review page, online reviews are not testimonials because you cannot control them. Anyone can leave a review for your business on Google (and many other sites for that matter). Keep in mind, if you are not responding to the reviews at all (either positively or negatively), then you are not in breach of Section 206(4) of the Investment Advisers Act of 1940. That’s because when a client writes and publishes a Google review, they (the client) are the publisher. Google is the owner and administrator. This policy will be reviewed by the firm as more guidance is released.